Tracy C. Potter

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Jpmorgan Chase Bank, N.A.
  Stuart, FL
• 05/2016 → 05/2019
  Something From My Closet
  Fort Pierce, FL
• 05/2013 → Present
  J.P. Morgan Securities Llc
  Stuart, FL
• 08/2025 → Present
  Regal Remnants
  Jensen Beach, FL

Previous Registrations

• 2009-06-01 → 2013-05-20
  Morgan Stanley
  North Palm Beach, FL
  W. Palm Beach, FL
• 2009-04-29 → 2009-06-01
  Morgan Stanley & Co. Llc
  North Palm Beach, FL

Other Businesses

Entity Name: REGAL REMNANTS Investment related: No Address: Private Residence Nature of the other business: Photography Position/Title/Relationship: Employee/Contractor Start Date: 08/13/2025 Approximate # of hours a week: 10-20 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: STARTING SELF EMPLOYED DBA PHOTOGRAPHY COMPANY TAKING PICTURES OF NATURE, SCENERY, ACTIVITIES, PEOPLE, PLACES , HOMES AND SPECIAL OCCASIONS FOR ENJOYMENT AND SALE

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-12-20

Other Names

• Tracy Christine Michaels
• Tracy Christine Windel
• Tracy Christine Saiher
• Tracy Christine Potter
• Tracy Christine Potter
• Tracy Christine Baker
• Tracy C Baker
• Tracy C. Baker