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Stacy Rabin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boca Raton, FL

Boca Raton, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1995-11-13
FL RA APPROVED 1991-08-13
  • TX RA
    APPROVED_RES
    Since 1995-11-13
  • FL RA
    APPROVED
    Since 1991-08-13

Branch Locations

Boca Raton, FL • United States

1 Town Center Rd, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 05/1991 Present
Bank Of America,Na Boca Raton FL 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-29
S63 Uniform Securities Agent State Law Examination 1991-08-16
  • S65 Uniform Investment Adviser Law Examination
    1996-04-29
  • S63 Uniform Securities Agent State Law Examination
    1991-08-16
Other Names
  • Stacy Dawn Vogel
  • Stacey D Rabin
  • Stacey D Vogel Rabin
  • Stacy Vogel Rabin

View on SEC IAPD

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