Rodney Louis Caudillo

Employer firm

Wedbush Securities Inc. CRD 877

$5.68B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-08-24

CA RA
APPROVED

Since 2009-08-24

Branch Locations

Chula Vista, CA • United States

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wedbush Securities	La Jolla	CA	01/2009	Present

01/2009 → Present

Wedbush Securities

La Jolla, CA

Previous Registrations

2007-07-26 → 2008-12-31

First Wall Street Corp.

San Diego, CA

La Jolla, CA

San Diego, CA

Other Businesses

CITY OF CHULA VISTA, CA; NOT INVESTMENT RELATED; CHULA VISTA, CA; CITY COMMISSION IN CITY OF CHULA VISTA; COMMISSIONER; START - 11/2024; APPROX: 3 HOURS QUARTERLY, NONE DURING BUSINESS HOURS; DUTIES: ON A LOACAL CITY COMMISSION TO REVIEW SAFTY ISSUES IN THE CITY. NOT PAID AND NOT AN ELECTED OFFICE. 100 % VOLUNTEER. REVIEW AND DISCUSS SAFETY ISSUES IN THE CITY THAT IMPACT THE QUALITY OF LIFE FOR THE RESIDENTS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-08-22

S63 Uniform Securities Agent State Law Examination

1991-08-22

View on SEC IAPD