Brandon K Dalgarno

Current Employers

Employment History

• 12/2006 → 12/2020
  Diehl Evans & Co. Llp
  Carlsbad, CA
• 12/2006 → 10/2019
  1St Global Capital Corp.
  Carlsbad, CA
• 12/2006 → 10/2019
  1St Global Advisors, Inc.
  Carlsbad, CA
• 06/2007 → 09/2025
  Avantax Insurance Services, Inc.
  Carlsbad, CA
• 10/2019 → 09/2025
  Avantax Advisory Services
  Carlsbad, CA
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Carlsbad, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Carlsbad, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Carlsbad, CA
• 2006-12-19 → 2019-10-25
  1St Global Advisors Inc
  Carlsbad, CA
• 2006-04-10 → 2006-09-18
  Wells Fargo Investments, Llc
  Menifee, CA
  Menifee, CA

Other Businesses

1) D.E. FINANCIAL GROUP POSITION: Director of Financial Services NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2007 ADDRESS: 2965 Roosevelt St., Carlsbad CA 92008, DESCRIPTION: TRADING, ANALYSIS, CLIENT SERVICES, FINANCIAL PLAN PREPARATION, CLIENT MEETINGS 2) DALGARNO FINANCIAL SERVICES, LLC. POSITION: Managing Member NATURE: Business that pays my administrative assistant and expenses related to financial services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 2965 Roosevelt Street, Carlsbad CA 92008-2335, DESCRIPTION: Accounting and payment of expenses related to financial services. 3) D.E. FINANCIAL SERVICES, LLC POSITION: Managing Member NATURE: D.E. Financial Services, LLC is the DBA to Dalgarno Financial Services, LLC. Firm name to be used when communicating with clients. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 2725 Jefferson Street, Ste. 11, Carlsbad CA 92008, United States DESCRIPTION: Pay administrative assistant, pay expenses related to financial services job.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-07

Designations