Nancy Ann Higgins

Sioux Falls, SD

Sioux Falls, SD

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2010-11-24

TX RA
APPROVED_RES

Since 2010-11-24

Branch Locations

300 Cherapa Place Suite 503, Sioux Falls, SD 57103 • United States

Sioux Falls, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley & Co., Incorporated	Sioux Falls	SD	04/2007	Present
Morgan Stanley Smith Barney	Sioux Falls	SD	06/2009	Present

04/2007 → Present

Morgan Stanley & Co., Incorporated

Sioux Falls, SD
06/2009 → Present

Morgan Stanley Smith Barney

Sioux Falls, SD

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-10-05

S63 Uniform Securities Agent State Law Examination

1996-10-05

View on SEC IAPD

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UBS FINANCIAL SERVICES INC.

Other Investors

RUSSELL JAMES PIXLER

ROSS VINCENT MENKE

ASHLEY NICOLE RENELT

Kelsey J Hardie

Charles Joseph Illg

Keith Adam Knobloch

Other Offices

MARINER · Sioux Falls, SD

MARINER · Sioux Falls, SD

THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD

EDWARD JONES · SIOUX FALLS, SD

RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD

RIA ADVISORY GROUP, LLC · Sioux Falls, SD

RIA ADVISORY GROUP, LLC · Sioux Falls, SD

WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

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