Lisa Harris O'BRien

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 11/2023
  Fsc Securities Corporation
  Clarks Summit, PA
• 11/2023 → Present
  Osaic Wealth, Inc.
  Clarks Summit, PA

Previous Registrations

• 2009-02-27 → 2023-11-03
  Fsc Securities Corporation
  Clarks Summit, PA
• 2004-02-24 → 2009-02-27
  Advantage Capital Corporation
  Clarks Summit, PA

Other Businesses

1) O'BRIEN PLANNING STRATEGIES POSITION: Owner NATURE: Single Owner LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/19/2017 ADDRESS: 4004 Fox Hill Rd, South Abington Township PA 18411, United States; DESCRIPTION: Manage business expenses and commissions 2) STEPHEN AND LISA O'BRIEN POSITION: Joint owner NATURE: This is not a business entity. It is the address of a townhome that my spouse and I plan to use as a rental property. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 176 College Avenue, Unit 3, Factoryville PA 18419, United States DESCRIPTION: I assist with tracking income and expenses for the property. 3) TRANSFORMATIVE WEALTH ADVISORS POSITION: Owner NATURE: Single Owner LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2024 ADDRESS: 4004 Fox Hill Rd, S Abington Twp. PA 18411, United States DESCRIPTION: Management of Business Expenses and Recruiting 4) LISA O'BRIEN POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/08/2024 ADDRESS: 4004 Fox Hill Rd, South Abington Twp. PA 18411, United States DESCRIPTION: Service and sales of fixed annuities and life insurance contracts.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-23
• S63 Uniform Securities Agent State Law Examination
  1991-07-06

Designations

• Certified Financial Planner

Other Names

• Lisa Lynn Harris
• Lisa Harris Obrien