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Robert Joel Dorfman

O'COnnor Alternative Investments, LLC

Jacksonville, FL

New York, NY

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Current Employers
O'COnnor Alternative Investments, Llc

110 East 59Th Street, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2026-03-19
ND RA APPROVED 2026-02-25
IL RA APPROVED 2026-02-23
KY RA APPROVED 2026-02-23
MN RA APPROVED 2026-02-19
AZ RA APPROVED 2026-02-18
WV RA APPROVED 2026-02-18
ME RA APPROVED 2026-02-17
NH RA APPROVED 2026-02-17
NY RA APPROVED 2026-02-17
AR RA APPROVED 2026-02-13
NM RA APPROVED 2026-02-13
NC RA APPROVED 2026-02-13
CO RA APPROVED 2026-02-12
DE RA APPROVED 2026-02-12
IA RA APPROVED 2026-02-12
LA RA APPROVED 2026-02-12
MI RA APPROVED 2026-02-12
MS RA APPROVED 2026-02-12
RI RA APPROVED 2026-02-12
SD RA APPROVED 2026-02-12
FL RA APPROVED 2026-02-11
NV RA APPROVED 2026-02-11
OK RA APPROVED 2026-02-11
VA RA APPROVED 2026-02-11
WY RA APPROVED 2026-02-11
VI RA APPROVED 2026-02-04
NE RA APPROVED 2026-02-02
OR RA APPROVED 2026-02-02
MT RA APPROVED 2026-01-30
NJ RA APPROVED 2026-01-30
GA RA APPROVED 2026-01-28
PA RA APPROVED 2026-01-28
TX RA APPROVED_RES 2026-01-28
AL RA APPROVED 2026-01-27
CA RA APPROVED 2026-01-27
CT RA APPROVED 2026-01-27
ID RA APPROVED 2026-01-27
IN RA APPROVED 2026-01-27
KS RA APPROVED 2026-01-27
OH RA APPROVED 2026-01-27
VT RA APPROVED 2026-01-27
WI RA APPROVED 2026-01-27
  • AK RA
    APPROVED
    Since 2026-03-19
  • ND RA
    APPROVED
    Since 2026-02-25
  • IL RA
    APPROVED
    Since 2026-02-23
  • KY RA
    APPROVED
    Since 2026-02-23
  • MN RA
    APPROVED
    Since 2026-02-19
  • AZ RA
    APPROVED
    Since 2026-02-18
  • WV RA
    APPROVED
    Since 2026-02-18
  • ME RA
    APPROVED
    Since 2026-02-17
  • NH RA
    APPROVED
    Since 2026-02-17
  • NY RA
    APPROVED
    Since 2026-02-17
  • AR RA
    APPROVED
    Since 2026-02-13
  • NM RA
    APPROVED
    Since 2026-02-13
  • NC RA
    APPROVED
    Since 2026-02-13
  • CO RA
    APPROVED
    Since 2026-02-12
  • DE RA
    APPROVED
    Since 2026-02-12
  • IA RA
    APPROVED
    Since 2026-02-12
  • LA RA
    APPROVED
    Since 2026-02-12
  • MI RA
    APPROVED
    Since 2026-02-12
  • MS RA
    APPROVED
    Since 2026-02-12
  • RI RA
    APPROVED
    Since 2026-02-12
  • SD RA
    APPROVED
    Since 2026-02-12
  • FL RA
    APPROVED
    Since 2026-02-11
  • NV RA
    APPROVED
    Since 2026-02-11
  • OK RA
    APPROVED
    Since 2026-02-11
  • VA RA
    APPROVED
    Since 2026-02-11
  • WY RA
    APPROVED
    Since 2026-02-11
  • VI RA
    APPROVED
    Since 2026-02-04
  • NE RA
    APPROVED
    Since 2026-02-02
  • OR RA
    APPROVED
    Since 2026-02-02
  • MT RA
    APPROVED
    Since 2026-01-30
  • NJ RA
    APPROVED
    Since 2026-01-30
  • GA RA
    APPROVED
    Since 2026-01-28
  • PA RA
    APPROVED
    Since 2026-01-28
  • TX RA
    APPROVED_RES
    Since 2026-01-28
  • AL RA
    APPROVED
    Since 2026-01-27
  • CA RA
    APPROVED
    Since 2026-01-27
  • CT RA
    APPROVED
    Since 2026-01-27
  • ID RA
    APPROVED
    Since 2026-01-27
  • IN RA
    APPROVED
    Since 2026-01-27
  • KS RA
    APPROVED
    Since 2026-01-27
  • OH RA
    APPROVED
    Since 2026-01-27
  • VT RA
    APPROVED
    Since 2026-01-27
  • WI RA
    APPROVED
    Since 2026-01-27

Branch Locations

10401 Deerwood Park Blvd Suite 2130, Jacksonville, FL 32256 • United States

110 East 59Th Street, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oconnor Alternative Investments Llc Jacksonville FL 01/2026 Present
Ubs Assett Management Palm Beach FL 11/2000 12/2025
Cantor Fitzgerald & Co. Jacksonville FL 01/2026 Present
  • 01/2026 → Present
    Oconnor Alternative Investments Llc
    Jacksonville, FL
  • 11/2000 → 12/2025
    Ubs Assett Management
    Palm Beach, FL
  • 01/2026 → Present
    Cantor Fitzgerald & Co.
    Jacksonville, FL
Previous Registrations
  • 2009-10-06 → 2026-02-20
    Ubs Asset Management (Americas) Llc
    Palm Beach Gardens, FL
    New York, NY
    Ponte Vedra Beach, FL
  • 2002-07-15 → 2008-12-31
    Ubs Asset Management (Us) Inc.
    Palm Beach, FL
    Palm Beach Gardens, FL
    Palm Beach, FL
    New York, NY
    Ponte Vedra Beach, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-22
S65 Uniform Investment Adviser Law Examination 1996-03-11
  • S63 Uniform Securities Agent State Law Examination
    1996-04-22
  • S65 Uniform Investment Adviser Law Examination
    1996-03-11
Other Names
  • Robert J Dorfman

View on SEC IAPD

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