David Alexander Hertl

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Oppenheimer & Co. Inc.
  Pickerington, OH

Previous Registrations

• 2009-01-12 → 2013-08-12
  Invest Financial Corporation
  Worthington, OH
• 2007-09-05 → 2009-02-06
  Fsc Securities Corporation
  Worthington, OH
• 2003-11-04 → 2005-11-09
  Osaic Fa, Inc.
  Columbus, OH
• 2002-04-24 → 2003-09-25
  Banc One Securities Corporation
  Columbus, OH

Other Businesses

DAVE RAMSEY FINANCIAL PEACE UNIVERSITY CO-COORDINATOR-NON-INVESTMENT RELATED - UNPAID VOLUNTEER-GROVEPORT UNITED METHODIST CHURCH, GROVEPORT, OHIO, 1.5 HOUR PER WEEK FOR 9 WEEKS BEGINNING 9/22/21. - ONE OR TWO TIMES PER YEAR - NOT DURING BUSINESS HOURS

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-15
• S63 Uniform Securities Agent State Law Examination
  1991-08-15