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Scott Allen Wertz

Ameriprise Financial Services, LLC

Melrose Park, IL

The Huntington Investment Company

Melrose Park, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-08
  • IL RA
    APPROVED
    Since 2026-07-08

Branch Locations

1415 W North Ave, Melrose Park, IL 60160-1413 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-02-01
  • IL RA
    APPROVED
    Since 2017-02-01

Branch Locations

Melrose Park North Ave 1415 W North Ave, Melrose Park, IL 60160 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Firstmerit Bank, N.A. Hillside IL 03/2013 02/2017
Lpl Financial Llc Hillside IL 09/2013 02/2017
The Huntington Investment Company Melrose Park IL 02/2017 Present
Ameriprise Financial Services, Llc Melrose Park IL 06/2026 Present
Previous Registrations
  • 2013-09-18 → 2017-02-01
    Lpl Financial Llc
    Aurora, IL
    Hinsdale, IL
    Naperville, IL
    Bensenville, IL
    Elk Grove Village, IL
    Bloomingdale, IL
    Melrose Park, IL
    Western Springs, IL
    Chicago, IL
    Villa Park, IL
    Elmhurst, IL
    Cicero, IL
    Westchester, IL
    Melrose Park, IL
    Hillside, IL
    Mount Prospect, IL
    Mount Prospect, IL
    Bensenville, IL
    Bloomingdale, IL
    Melrose Park, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2013-03-11 → 2013-09-18
    Firstmerit Advisors, Inc.
    Hillside, IL
    Melrose Park, IL
  • 2010-03-09 → 2013-03-12
    Citizens Securities, Inc.
    St. Charles, IL
    Lombard, IL
    Carol Stream, IL
    West Chicago, IL
    St. Charles, IL
  • 2007-05-29 → 2009-12-17
    Citigroup Global Markets Inc.
    Chicago, IL
    Wheaton, IL
    Darien, IL
  • 2007-03-09 → 2007-05-29
    Citicorp Investment Services
    Darien, IL
  • 2003-01-21 → 2007-01-26
    Lasalle Financial Services, Inc.
    Chicago, IL
    Schaumburg, IL
    Schaumburg, IL
    Chicago, IL
    Schaumburg, IL
  • 2001-07-30 → 2003-01-22
    Wells Fargo Clearing Services, Llc
    Oak Brook, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-28
S63 Uniform Securities Agent State Law Examination 1995-02-06
  • S65 Uniform Investment Adviser Law Examination
    2001-02-28
  • S63 Uniform Securities Agent State Law Examination
    1995-02-06

View on SEC IAPD

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