Kathy Ann Alves

Employer firm

Barry Investment Advisors, LLC CRD 144955

$847M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → Present
  Barry Investment Advisors, Llc
  New Bedford, MA

Other Businesses

SouthCoast Community Foundation; Investment Related: No; Address: 350 Union Street, New Bedford, MA 02740; Nature: Philanthropy; Position: Chair, Investment Committee, prior Member, Investment Committee and Current Committee Member, Finance Committee; Title: Chair, Investment Committee and Committee Member, Finance Committee; Start date of relationship: Investment Committee Chair since 1/1/2023, Investment Committee Member - since 10/1/2020, Finance Committee Member since 1/1/2018, Board Member since 06/13/2023; Hours/month devoted to the other business: less than 1; hours/month devoted to the other business during securities trading hours: less than 1; Description of duties related to other business: Investment Committee - Oversee the investment committee meeting as Chair. We meet with the Investment Advisor quarterly for the Fund to review the portfolio, the fund's performance, and any recommended portfolio changes. Minutes are taken and approved by the Committee and submitted to the Board. Finance Committee - Review and approve the prepared financial statements for the Foundation and submitted to the Board.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-11-19
• S63 Uniform Securities Agent State Law Examination
  1991-10-22

Designations

• Certified Financial Planner

Other Names

• Kathy Ann Therrien
• Kate Therrien