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2215 W Chesterfield Blvd Suite 10, Springfield, MO 65807 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2023-07-07 |
| MO | RA | APPROVED | 2018-11-19 |
Branch Locations
2215 W Chesterfield Blvd Suite 10, Springfield, MO 65807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Springfield | MO | 09/2005 | 09/2018 |
| Unemployed | Springfield | MO | 09/2018 | 10/2018 |
| Auxan Capital Advisors | Springfield | MO | 11/2018 | Present |
LIFE & HEALTH INSURANCE 0-10 HOURS PER MONTH OFFERS LIFE INSURANCE, LTC INSURANCE, AND ANNUITIES TO CLIENTS AS NEEDED FOR ESTATE PURPOSES Fay Operations LLC Investment related, Owns and operates rental property 1-2 hours per month for this activity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-10 |
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