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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-10 |
| NJ | RA | APPROVED | 2017-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atco | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atco | NJ | 11/2016 | 06/2017 |
| Lpl Financial Llc | Pitman | NJ | 06/2017 | Present |
1) 05/23/2017 - Main Street Investment Group, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 120 hr/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-14 |
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