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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-06-29 |
Branch Locations
1910 St Joe Center Rd Ste 11, Fort Wayne, IN 46825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 08/2005 | 02/2017 |
| Lincoln Investment | Fort Wayne | IN | 01/2017 | 02/2017 |
| Voya Financial Advisors | Fort Wayne | IN | 02/2017 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Integrity Insurance Solutions | Fort Wayne | IN | 08/2022 | 08/2025 |
| Integrity Financial Advisors | Fort Wayne | IN | 02/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:INTEGRITY FINANCIAL ADVISORS, INC.; Yes; 1910 ST JOE CTR RD STE 11; FORT WAYNE; IN; 46825; FINANCIAL SERVICES/DBA; REGISTERED REPRESENTATIVE/PRESIDENT; 2/6/2017; 200; 200; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2022 APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, FIXED ANNUITIES AND LONG-TERM CARE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-28 |
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