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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-17 |
Branch Locations
108 Straube Center Blvd # I-7, Pennington, NJ 08534 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Pennington | NJ | 04/2012 | Present |
| Private Portfolio Partners, Llc | Pennington | NJ | 03/2016 | 03/2025 |
1) 05/16/2014: Martin Insurance Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 3% Time Spent - Offer clients Medicare Supplement Insurance or Medigap Insurance. No specific title, other than producer, duties will be if my LPL clients/prospect have need for specific need, look to offer solution, no specific authority. 2) 03/28/2016: Private Portfolio Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start 03/03/2016 - 100 Hours Per Month During Securities Trading. 3) 6/14/2016 - Private Portfolio Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/03/2016 - 100 Hours Per Month During Securities Trading. 4) 9/17/2021 - Essential Wealth Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/13/2021 - 160 Hours Per Month/8 Hours During Securities Trading 5) 9/29/2021 - Private Portfolio Partners - DBA: (Hybrid) Essential Wealth Planning - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/17/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Portfolio Partners, Inc.an independent investment advisor firm. I started this business activity in 9/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-07 |
| S65 | Uniform Investment Adviser Law Examination | 1997-04-15 |
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