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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-01
MI RA APPROVED 2010-06-09
  • TX RA
    APPROVED_RES
    Since 2015-05-01
  • MI RA
    APPROVED
    Since 2010-06-09

Branch Locations

32255 Northwestern Hwy Ste 200, Farmington Hills, MI 48334-1574 • United States

New Hudson, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Livonia MI 10/2009 03/2020
Ameriprise Financial Services, Inc. Livonia MI 10/2009 03/2020
Ameriprise Financial Services, Llc Farmington Hills MI 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Livonia, MI
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Livonia, MI
  • 03/2020 → Present
    Farmington Hills, MI
Previous Registrations
  • 2009-04-23 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Livonia, MI
Other Businesses

Outside Employment; Assistant Tennis Coach; Coaching the players on the high school team.; Assistant Tennis Coach for South Lyon East High School, the local public high school; 54898 Walnut Drive, , New Hudson, MI, 48165; Not Investment-Related; 08/10/2026; 40 to 59 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-24
S63 Uniform Securities Agent State Law Examination 1991-11-05
  • S65 Uniform Investment Adviser Law Examination
    2009-06-24
  • S63 Uniform Securities Agent State Law Examination
    1991-11-05

View on SEC IAPD

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