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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-01-12 |
| CA | RA | APPROVED | 2024-01-11 |
Branch Locations
2029 Century Park East, Floor 37, Los Angeles, CA 90067 • United States
601 S. Figueroa Street Floor 35, Los Angeles, CA 90017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Pasadena | CA | 08/1999 | 01/2024 |
| J.P. Morgan Securities Llc | Los Angeles | CA | 01/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Los Angeles | CA | 01/2024 | Present |
Effective 1/11/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-02 |
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