Lucien Emanuel Philippe

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-03-29
NJ	RA	APPROVED	2010-10-04

TX RA
APPROVED_RES

Since 2018-03-29
NJ RA
APPROVED

Since 2010-10-04

Branch Locations

422 Sicklerville Rd, Sicklerville, NJ 08081 • United States

539 Market St, Camden, NJ 08102 • United States

1411 Blackwood Clementon Rd, Clementon, NJ 08021 • United States

583 Mantua Pike, Woodbury, NJ 08096 • United States

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Haddonfield	NJ	09/2010	11/2016
Wells Fargo Clearing Services, Llc	Haddonfield	NJ	11/2016	Present

09/2010 → 11/2016

Wells Fargo Advisors Llc

Haddonfield, NJ
11/2016 → Present

Wells Fargo Clearing Services, Llc

Haddonfield, NJ

Previous Registrations

2009-05-08 → 2010-10-06

Chase Investment Services Corp.

New York, NY
2004-08-05 → 2009-04-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sicklerville, NJ

Philadelphia, PA

Philadelphia, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-11-15
S63	Uniform Securities Agent State Law Examination	1991-11-08

S65 Uniform Investment Adviser Law Examination

2004-11-15
S63 Uniform Securities Agent State Law Examination

1991-11-08

Other Names

Lucien Jr Philippe
Lucien Philippe

View on SEC IAPD