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Joely Kim Mauck

LPl Financial LLC

Ashburn, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-08-03
VA RA APPROVED 2009-09-08
  • TX RA
    APPROVED
    Since 2011-08-03
  • VA RA
    APPROVED
    Since 2009-09-08

Branch Locations

44675 Cape Court, Suite 100, Ashburn, VA 20147-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Indianapolis IN 01/2002 Present
Lpl Financial Corporation Ashburn VA 09/2009 Present
  • 01/2002 → Present
    American United Life
    Indianapolis, IN
  • 09/2009 → Present
    Lpl Financial Corporation
    Ashburn, VA
Previous Registrations
  • 2006-10-27 → 2009-09-08
    Mutual Service Corporation
    Ashburn, VA
    Ashburn, VA
    Oak Hill, VA
    Ashburn, VA
  • 2002-03-20 → 2006-10-27
    Capitol Wealth Management, Inc.
    Mclean, VA
  • 2005-01-28 → 2005-04-01
    Fsc Securities Corporation
    Mclean, VA
    Mclean, VA
    Oak Hill, VA
Other Businesses

1. 12/23/09 - NON-VARIABLE INSURANCE, VARIOUS CARRIERS, 1% OF TIME.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-04
S63 Uniform Securities Agent State Law Examination 1991-08-19
  • S65 Uniform Investment Adviser Law Examination
    2002-03-04
  • S63 Uniform Securities Agent State Law Examination
    1991-08-19
Designations
Other Names
  • Joely Mauck
  • Joely Kim Kolasch
  • Joely Kim Mauck

View on SEC IAPD

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IP FINANCIAL ADVISORY SERVICES LLC

Other Investors

CHRISTOPHER J THOMPSON
WILLIAM FROGALE
JOSEPH ALTSCHULER
DIEGO FIGUEROA
ALEXANDER MARTIN NEISHELL
ESTERLYN FERNANDEZ
ANNE K. BYERLY
ROBERT PATRICK TIGANI

Other Offices

STRATEGIC ADVISERS LLC · ASHBURN, VA
HOULIHAN FINANCIAL RESOURCE GROUP, LTD. · ASHBURN, VA
LPL FINANCIAL LLC · ASHBURN, VA
MAI CAPITAL MANAGEMENT, LLC · Ashburn, VA
ARBOR PRIVATE WEALTH, LLC · ASHBURN, VA
DIFFERENT INVESTMENTS, LLC · ASHBURN, VA
COMMONWEALTH FINANCIAL NETWORK · ASHBURN, VA
THRIVENT INVESTMENT MANAGEMENT INC. · Ashburn, VA

More in Ashburn, VA

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