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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-27 |
| PA | RA | APPROVED | 2026-02-23 |
Branch Locations
West Palm Beach, FL • United States
Palmyra, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Stratford | CT | 03/1995 | 02/2026 |
| Soundview Financial Associates (Dba) | Darien | CT | 03/1995 | 02/2026 |
| Raymond James Financial Services, Inc. | West Palm Beach | FL | 02/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | West Palm Beach | FL | 02/2026 | Present |
(1)Name of Business: Soundview Financial LLC Address: 701 So. Olive Ave, Suite 727, West Palm Beach, FL, 33401, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/10/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Managing Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-07 |
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