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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-27
PA RA APPROVED 2026-02-23
  • FL RA
    APPROVED
    Since 2026-02-27
  • PA RA
    APPROVED
    Since 2026-02-23

Branch Locations

West Palm Beach, FL • United States

Palmyra, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Equity Services, Inc. Stratford CT 03/1995 02/2026
Soundview Financial Associates (Dba) Darien CT 03/1995 02/2026
Raymond James Financial Services, Inc. West Palm Beach FL 02/2026 Present
Raymond James Financial Services Advisors, Inc. West Palm Beach FL 02/2026 Present
  • 03/1995 → 02/2026
    Commonwealth Equity Services, Inc.
    Stratford, CT
  • 03/1995 → 02/2026
    Soundview Financial Associates (Dba)
    Darien, CT
  • 02/2026 → Present
    Raymond James Financial Services, Inc.
    West Palm Beach, FL
  • 02/2026 → Present
    West Palm Beach, FL
Previous Registrations
  • 2001-03-12 → 2026-02-26
    Darien, CT
    Darien, CT
    Stratford, CT
    Stratford, CT
    Stratford, CT
    West Palm Beach, FL
    West Palm Beach, FL
Other Businesses

(1)Name of Business: Soundview Financial LLC Address: 701 So. Olive Ave, Suite 727, West Palm Beach, FL, 33401, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/10/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Managing Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-25
S63 Uniform Securities Agent State Law Examination 1991-08-07
  • S65 Uniform Investment Adviser Law Examination
    1995-10-25
  • S63 Uniform Securities Agent State Law Examination
    1991-08-07
Designations
  • Certified Financial Planner
Other Names
  • Bob John Boronski

View on SEC IAPD

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