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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 1991-08-19 |
Branch Locations
113 S Broadway, De Pere, WI 54115 • United States
De Pere, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | De Pere | WI | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | De Pere | WI | 03/2020 | Present |
Business Ownership; HZ Properties, LLC; real estate ownership/maintenance; Real Estate; 113 S Broadway, , De Pere, WI, 54115; Investment-Related; 10/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Definitely De Pere; member; PO Box 403, , De Pere, WI, 54115; Not Investment-Related; 02/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; HZ Financial LLC; Owner; Manage advisory business; 113 S Broadway, , De Pere, WI, 54115; Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-08-15 |
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