Alisa Anne Roth

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → Present
  Mariner Wealth Advisors
  Overland Park, KS
• 12/2011 → Present
  Msec, Llc
  Overland Park, KS

Previous Registrations

• 2015-03-13 → 2018-03-31
  Mariner Wealth Advisors
  Overland Park, KS
  Leawood, KS
• 2002-05-29 → 2009-01-29
  Citigroup Global Markets Inc.
  Kansas City, MO
  Kansas City, MO

Other Businesses

MARINER WEALTH ADVISORS, 5700 W. 112TH ST, SUITE 500 OVERLAND PARK, KS 66211; INVESTMENT RELATED; INVESTMENT ADVISER REP; 40 HRS/WK DURING SECURITIES HOURS. MSEC, LLC, 5700 W. 112TH ST, SUITE 500 OVERLAND PARK, KS 66211; INVESTMENT RELATED; REG REP; 40 HRS/WK DURING SECURITIES HOURS. HTR PROPERTIES, LLC, 637 W. DARTMOUTH RD, KANSAS CITY, MO 64113; NON-INVESTMENT RELATED; RENTAL PROPERTIES; 50% PARTNER IN LLC WITH HUSBAND; NO DUTIES; START DATE 10/2002; 0 HRS/MONTH; 0 HRS/MONTH DURING SECURITIES HOURS. Insurance licensed

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-30
• S63 Uniform Securities Agent State Law Examination
  1991-07-26

Other Names

• Alisa Anne Fishel