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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1997-08-06 |
| FL | RA | APPROVED | 1992-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | St. Petersburg | FL | 12/1991 | Present |
| Bank Of America, Na | St Petersburg | FL | 09/2009 | Present |
I*33461FOR-PROFIT ORGANIZATIONSANDALWOOD RESORTINVESTMENT RELATED: NNORTH REDINGTON BEACH, FLORIDA 33706RENTAL PROPERTYOWNER, 3/1/200110 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0FOR-PROFIT ORGANIZATIONNORTH CAPTIVA ISLAND RENTAL PROPERTYINVESTMENT RELATED: YESNORTH CAPTIVA, FL 33924RENTAL PROPERTYOWNER09/15/20030 HOURS/MONTHNUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 VACATION HOME. ALSO USED AS A RENTAL PROPERTY. I*447439, Entity Type: Charitable, OBA: PARC, Address: St Petersburg, FL 33710, Investment Related: N, Position: Board Member, State Date: 10/01/2025, Hours: 6 Monthly,Hours during Trading: 3 Monthly, Duties: I will be the Board Chair, working with the Board to provide governance for the organization. I will not have any role on a finance committee PARC provides support and services for children and adults with developmental disabilities. I*7769Paradise Island Towers Investment related: Treasure Island, FL 337063/1/20191 hour(s) Number of hours devoted during trading hours: 0 I*7768Waterside at Coquina Key Investment related: St. Petersburg, FL 337053/1/20191 hour(s) Number of hours devoted during trading hours: 0 I*7767 Itopia Condominium Association Investment related: St. Petersburg, FL 337023/1/20191 hour(s) Number of hours devoted during trading hours: 0 I*8111 Madison St Petersburg Condominium Assn Investment related: St Petersburg, FL 3370112/13/2018 1 hr Hours devoted during trading hours: 0 I*8109 Treasure island Yacht Club Condominium Assn Investment related: Treasure Island, FL 3370611/12/2018 1 hr Hours devoted during trading hours: 0 I*8107 Jamestown Condominium Ass Investment related: St Petersburg FL, Florida 337021/3/20191 hour(s) Number of hours devoted during trading hours: 0 I*8108Enclave St Petersburg Condominium Assoc Investment related: St. Petersburg, FL 337022/4/2019 1 hr Hours devoted during trading hours: 0 I*10087 The Building Condominium Assoc Investment related: Madeira Beach, FL 33708 9/30/2020 1 hr Hours devoted during trading hours: 0 I* 434036 For-Profit JSM Investment Holdings #1 Investment related: No Treasure Island, FL 33706 General Partner, 1/19/2021 3 hrs Monthly Hours devoted during trading hours: 0 This is a single member LLC that is being opened for the sole purpose of holding our rental properties. I*135630 / 434037For-Profit JSM Investment Holdings #2 Investment related: Y Treasure Island, FL 33706 General Partner, 1/19/20212 hour(s) Monthly Hours devoted during trading hours: 0 Single member LLC that is being opened for the sole purpose of holding our rental properties. I*135631For-Profit JSM Investment Holdings #3Investment related: Y Treasure Island, FL 33706 General Partner, 1/19/2021 3 hrs Monthly Hours devoted during trading hours: 0 This is a single member LLC that is being opened for the sole purpose of holding our rental properties. I*434043 For Profit Name: JSM Investment Holdings #4 Address: Treasure Island, FL 33706 Investment Related: No Position General Partner/Managing Member Start Date: 12/11/2020 Hours: 3, Monthly Hours during trading: 0 Duties: Own and manage family rental properties I am a member of the LLC. My wife is a property manager and realtor and manages the business. I*135637For-Profit JSM Investment Holdings #5 Investment related: Y Treasure Island, FL 33706LLC,General Partner, 1/19/2021 3 hrs Monthly Hours devoted during trading hours: 0 Single member LLC that is being opened for the sole purpose of holding our rental properties.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-28 |
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