Ralph H Short Jr.

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 09/2017
  Ubs Financial Services Inc. (Home Office)
  Fort Lauderdale, FL
• 09/2017 → 01/2018
  Ubs Fiancial Services Inc. (Atlanta -Y5)
  Fort Lauderdale, FL
• 01/2018 → 01/2019
  Ubs Fiancial Services Inc. (Palm Beach - 3K)
  Fort Lauderdale, FL
• 01/2019 → 08/2025
  Ubs Fiancial Services Inc
  San Francisco, CA
• 08/2025 → Present
  Rbc Capital Markets, Llc
  Walnut Creek, CA

Previous Registrations

• 2008-05-29 → 2025-09-04
  Ubs Financial Services Inc.
  Walnut Creek, CA
  Incline Village, NV
  Palm Beach Gardens, FL
  Palm Bch Gdns, FL
  Weehawken, NJ
  Ft. Lauderdale, FL
  West Palm Beach, FL
  Napa, CA
  San Francisco, CA
  Walnut Creek, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-05-22
• S63 Uniform Securities Agent State Law Examination
  2002-07-10

Other Names

• Ralph Hugh Short