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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-26
WI RA APPROVED 2002-07-01
  • TX RA
    APPROVED_RES
    Since 2016-01-26
  • WI RA
    APPROVED
    Since 2002-07-01

Branch Locations

1227 Corporate Center Dr Ste 205, Oconomowoc, WI 53066 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Oconomowoc WI 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

FARMLAND OWNERSHIP POSITION: owner NATURE: Renting farmland to tennant on cost per acre basis INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: W7874 Shore Acres Road, Lake Mills WI 53551, United States DESCRIPTION: collect rent, deliver lease pay property tax and maintain property on two separate farms. 1) Ogle County IL 133 acres 2) Jefferson County, WI 107 acres

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-23
S63 Uniform Securities Agent State Law Examination 1991-06-24
  • S66 Uniform Combined State Law Examination
    2002-12-23
  • S63 Uniform Securities Agent State Law Examination
    1991-06-24

View on SEC IAPD

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