Drew Willliam Pelton

Employer firm

Proverbi Capital Advisors, LLC CRD 316555

$14.4M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Tax & Retirement Solutions, Inc.
  Baton Rouge, LA
• 01/2018 → 04/2019
  Ridge Capital Advisors, Llc
  Baton Rouge, LA
• 04/2019 → 06/2025
  Sound Income Strategies, Llc
  Baton Rouge, LA
• 10/2025 → 03/2026
  Kovack Advisors, Inc.
  Fort Lauderdale, FL
• 03/2026 → Present
  Proverbi Capital Advisors, Llc
  Melobourne, FL
• 01/2025 → Present
  Pelton Holdings, Llc
  Baton Rouge, LA
• 05/2024 → Present
  Exclusive Estate Holdings, Llc
  Baton Rouge, LA
• 10/2025 → Present
  Drew Pelton Retirement Solutions
  Baton Rouge, LA
• 07/2025 → Present
  Secured Financial Solutions
  Baton Rouge, LA

Previous Registrations

• 2025-10-16 → 2026-03-11
  Kovack Advisors, Inc.
  Baton Rouge, LA
  Ft. Lauderdale, FL
• 2019-04-08 → 2025-06-18
  Sound Income Strategies, Llc
  Baton Rouge, LA
  Fort Lauderdale, FL
• 2018-01-22 → 2019-04-05
  Ridge Capital Advisors, Llc
  Baton Rouge, LA
  Oro Valley, AZ
• 2009-10-01 → 2010-10-11
  Usa Wealth Management Llc
  Grand Rapids, MI
• 2006-10-04 → 2007-06-29
  Usi Securities, Inc.
  Falls Church, VA
• 2004-11-05 → 2005-10-18
  Walnut Street Securities, Inc.
  Bethesda, MD
• 2002-08-19 → 2003-12-31
  Mml Investors Services, Llc
  Vienna, VA

Other Businesses

(1) Drew Pelton Retirement Solutions; No; Baton Rouge, LA; Owner; 10/2025; (2) Pelton Holdings, LLC; No; Baton Rouge, LA; Owner; 01/2025; 1% of time. OPERATE OFFICE BUILDING; (3) Exclusive Estate Holdings, LLC; No; Baton Rouge, LA; Managing Member; 05/2024; 1% of time. VACATION RENTAL PROPERTIES (4) Tax & Retirement Solutions, Inc.; No; Baton Rouge, LA; Owner/ President; 04/2007; XX% of time. ASSESS CLIENT'S FINANCIAL SITUATIONS (5) YOUR MRL WITH DREW PELTON; No; Baton Rouge, LA 70809; RADIO SHOW; HOST & CONTENT CREATOR; 1% OF TIME SPENT. (6) Secured Financial Solutions; yes; Scottsdale, AZ ;Insurance Services; Insurance Agent; 07/2025; 50% of time

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-18
• S63 Uniform Securities Agent State Law Examination
  1991-09-04

Designations

• Chartered Financial Consultant

Other Names

• Drew William Pelton