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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2022-05-02 |
Branch Locations
6830 Sw Atlanta St, Ste 200, Tigard, OR 97223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Tigard | OR | 09/2014 | 07/2021 |
| Strauch Investments Llc | Portland | OR | 07/1999 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Portland | OR | 04/2015 | 07/2021 |
| Lpl Financial Llc | Tigard | OR | 07/2021 | Present |
1) 1/1/2000 - Strauch Investments, LLC / Real Estate Rental / Investment Related / 0HRS/MO / 5216 SW 52nd Ave, Portland , OR, 97221
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-11 |
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