Andrew Charles Tennent

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2011-09-16

IL RA
APPROVED

Since 2011-09-16

Branch Locations

200 South Wacker Driver Ste 700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Securities Corp	Oakbrook Terrace	IL	01/2002	07/2022
B. Riley Wealth Advisors	Memphis	TN	09/2011	Present
B. Riley Wealth Management	Memphis	TN	07/2022	Present

01/2002 → 07/2022

National Securities Corp

Oakbrook Terrace, IL
09/2011 → Present

B. Riley Wealth Advisors

Memphis, TN
07/2022 → Present

B. Riley Wealth Management

Memphis, TN

Other Businesses

(1) B. RILEY WEALTH INSURANCE; INVESTMENT RELATED; INSURANCE AGENT; START 4/2011; TIME DEVOTED 5HRS/MTH; 0 DURING SECURITIES TRADING HRS; SALE OF INSURANCE PRODUCTS... (2) JBT WEALTH MANAGEMENT D/B/A ALL BUSINESS CONDUCTED THROUGH BRWM, BRWI, & BRWA; BILL PAY & EXPENSES; PRESIDENT; START date 05/2016; 0 HRS PER MONTH...

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-08-28
S63	Uniform Securities Agent State Law Examination	1991-07-25

S65 Uniform Investment Adviser Law Examination

1996-08-28
S63 Uniform Securities Agent State Law Examination

1991-07-25

Other Names

Andy Tennent

View on SEC IAPD