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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-06-03
TX RA APPROVED 2021-06-03
  • IN RA
    APPROVED
    Since 2021-06-03
  • TX RA
    APPROVED
    Since 2021-06-03

Branch Locations

4315 Flagstaff Cove, Fort Wayne, IN 46815 • United States

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo AR 01/2013 06/2021
Profed Financial Advisors Fort Wayne IN 09/2005 06/2021
United Planners Financial Services Of America Scottsdale AZ 06/2021 Present
Steven K. Van Wyngarden Fort Wayne IN 01/1992 Present
  • 01/2013 → 06/2021
    Cetera Advisor Networks Llc
    El Segundo, AR
  • 09/2005 → 06/2021
    Fort Wayne, IN
  • 06/2021 → Present
    United Planners Financial Services Of America
    Scottsdale, AZ
  • 01/1992 → Present
    Steven K. Van Wyngarden
    Fort Wayne, IN
Previous Registrations
Other Businesses

1.) STEVEN K. VAN WYNGARDEN - INSURANCE AGENT - NON-VARIABLE INSURANCE - FORT WAYNE, IN - SINCE 01/1992 - INVESTMENT RELATED 2.) CAPITAL ADVISORY PARTNERS, LLC - PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - FORT WAYNE, IN - SINCE 09/2005 - INVESTMENT RELATED 3.) CAPITAL ADVISORY PARTNERS, LLC - PARTNER - LLC-ACTUAL BUSINESS ENTITY - FORT WAYNE, IN - SINCE 09/2005 - INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-11
S63 Uniform Securities Agent State Law Examination 1991-07-30
  • S65 Uniform Investment Adviser Law Examination
    1992-05-11
  • S63 Uniform Securities Agent State Law Examination
    1991-07-30
Other Names
  • Steven Keith Vanwyngarden

View on SEC IAPD

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