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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-11-22
FL RA APPROVED 2021-04-30
NY RA APPROVED 2021-03-25
  • OH RA
    APPROVED
    Since 2023-11-22
  • FL RA
    APPROVED
    Since 2021-04-30
  • NY RA
    APPROVED
    Since 2021-03-25

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

310 S. Dorset Rd., Troy, OH 45331 • United States

1425 Jefferson Road, Rochester, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Rochester NY 12/2016 02/2018
Prudential Insurance Company Of America Rochester NY 12/2016 02/2018
Unemployed Rochester NY 05/2016 12/2016
Lincoln Investment Fort Washington PA 02/2018 Present
Legend Advisory Rochester NY 02/2018 09/2019
  • 12/2016 → 02/2018
    Pruco Securities Llc
    Rochester, NY
  • 12/2016 → 02/2018
    Prudential Insurance Company Of America
    Rochester, NY
  • 05/2016 → 12/2016
    Unemployed
    Rochester, NY
  • 02/2018 → Present
    Fort Washington, PA
  • 02/2018 → 09/2019
    Legend Advisory
    Rochester, NY
Previous Registrations
  • 2018-03-01 → 2019-10-04
    Legend Advisory, Llc
    Rochester, NY
  • 2012-10-22 → 2016-05-20
    Rochester, NY
Other Businesses

INSURANCE SALES POSITION: Sales Agent - Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/19/2018 ADDRESS: 1425 Jefferson Road, Rochester NY 14623, United States DESCRIPTION: Insurance quoting and sales TERESA A. HEMANN POSITION: Landlord. NATURE: Rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2015 ADDRESS: 243 Richard Street, Rochester NY 14607, United States DESCRIPTION: I own rental property for which I collect rent, show property, and handle all activities associated with rentals. BRIGHTON CHAMBER OF COMMERCE POSITION: Board member NATURE: non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/12/2022 ADDRESS: 2604 Elmwood Ave, #204, Rochester NY 14618, United States DESCRIPTION: Attend board meetings virtually. Community engagement with local businesses to discuss participating in discount program for chamber members. WEBSTER CHAMBER OF COMMERCE POSITION: Member of Marketing committee NATURE: non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/29/2022 ADDRESS: 1110 Crosspointe Lane, Suite C, Webster NY 14580, United States DESCRIPTION: Monthly meeting for an hour over zoom to discuss marketing programs for the chamber. Midwest Benefits Solutions, ltd Position: Owner, Agent Nature: Insurance Investment Related: Yes Hours: 10 Securities Trading Hours: 0 Start Date: 1/2/2026 Address: 6714 US Rte 36E Greenville, OH 45331 Description: DBA for Lincoln business. Voluntary benefits for Private businesses and schools: Life insurance, disability, vision, dental, FSA, HSA, Section 125 plans

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-02
  • S66 Uniform Combined State Law Examination
    2012-07-02

View on SEC IAPD

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