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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-17 |
| OH | RA | APPROVED | 2009-10-05 |
Branch Locations
10100 Innovation Dr Ste 350, Miamisburg, OH 45342 • United States
Lebanon, OH • United States
5905 E Galbraith Rd Ste 4200, Cincinnati, OH 45236-2375 • United States
Lebanon, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Washington Township | OH | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Dayton | OH | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 03/2020 | Present |
Board of Directors; Lebanon Ultimate Frisbee; board member; Hope Church, , Lebanon, OH, 45036; Not Investment-Related; 01/08/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Camp Joy; Evening Coordinator - program set up/ tear down . overseeing meals. set up / tear down fire pit. assist in upkeep of program facilities and equipment; ; 10117 Old 3 C, , Clarcksville, OH, 45113; Not Investment-Related; 04/01/2023; 20 to 39 hours per month; 0 during trading hours / Lebanon City Schools; Game Announcer - Operate scoreboard and announce soccer game; ; Drake Rd, , Lebanon, OH, 45036; Not Investment-Related; 09/02/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-08 |
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