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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-10-13 |
| FL | RA | APPROVED | 2022-10-12 |
Branch Locations
Port St. Lucie, FL • United States
3825 Pga Boulevard Ste 601, Palm Beach Gardens, FL 33410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Wayne | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Wayne | NJ | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Fort Lauderdale | FL | 10/2022 | Present |
GVM14, LLC; INV. RELATED; JENSEN BEACH,FL; 100% OWNERSHIP; START DATE 08/15/2022; NUMBER OF HOURS PER MONTH 20; NUMBER OF HOURS DURING TRADING 0; TRANSITIONING FROM PCG TO FINET.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-01-04 |
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