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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-12-03 |
| NC | RA | APPROVED | 2009-04-22 |
Branch Locations
3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States
Zionville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | High Point | NC | 08/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 03/2020 | Present |
Board of Directors; Sunalei Preserve; President; Buffalo NVNO, , Zionville, NC, 28698; Not Investment-Related; 09/01/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-23 |
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