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Timothy David Ponstingle

Charles Schwab & Co., Inc.

Westlake, TX

Mason, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2013-02-08
  • OH RA
    APPROVED
    Since 2013-02-08

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Mason, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Cincinnati OH 01/2013 Present
Previous Registrations
  • 2021-07-27 → 2022-10-14
    Td Ameritrade, Inc.
    Cincinnati, OH
    Omaha, NE
  • 2007-09-07 → 2013-01-15
    Touchstone Advisors Inc
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-15
S63 Uniform Securities Agent State Law Examination 1995-12-18
  • S66 Uniform Combined State Law Examination
    2005-02-15
  • S63 Uniform Securities Agent State Law Examination
    1995-12-18
Other Names
  • Tim Ponstingle

View on SEC IAPD

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FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
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