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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-12
  • NJ RA
    APPROVED
    Since 2025-11-12

Branch Locations

Cherry Hill, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Bedminster NJ 12/2014 11/2018
Cordasco Financial Network, Inc. Naples FL 11/2018 12/2021
Andrew Garrett Inc New York NY 11/2018 12/2021
Gwfs Equities, Inc Greenwood Village CO 03/2022 04/2023
Advised Assets Group, Llc Greenwood Village CO 03/2022 04/2023
Raymond James & Associates, Inc. Mount Laurel NJ 04/2023 10/2025
Transamerica Investors Securities, Llc Cherry Hill NJ 11/2025 Present
Transamerica Life Insurance Company Cherry Hill NJ 11/2025 Present
  • 12/2014 → 11/2018
    Bedminster, NJ
  • 11/2018 → 12/2021
    Cordasco Financial Network, Inc.
    Naples, FL
  • 11/2018 → 12/2021
    Andrew Garrett Inc
    New York, NY
  • 03/2022 → 04/2023
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 03/2022 → 04/2023
    Advised Assets Group, Llc
    Greenwood Village, CO
  • 04/2023 → 10/2025
    Mount Laurel, NJ
  • 11/2025 → Present
    Transamerica Investors Securities, Llc
    Cherry Hill, NJ
  • 11/2025 → Present
    Transamerica Life Insurance Company
    Cherry Hill, NJ
Previous Registrations
  • 2023-05-05 → 2025-11-04
    Mount Laurel, NJ
  • 2022-03-15 → 2023-05-02
    Greenwood Village, CO
    Cherry Hill, NJ
  • 2018-12-07 → 2021-12-17
    Cordasco Financial Network, Inc.
    Naples, FL
    Haddonfield, NJ
    Philadelphia, PA
    Cherry Hill, NJ
  • 2014-12-19 → 2018-12-13
    Berkeley Heights, NJ
    Mount Laurel, NJ
  • 2010-07-13 → 2014-11-14
    Marlton, NJ
  • 2006-12-15 → 2010-01-25
    Marlton, NJ
  • 2006-05-16 → 2006-12-15
    Td Ameritrade, Inc.
    Marlton, NJ
  • 2006-05-17 → 2006-12-15
    Td Ameritrade Investment Management, Llc
    Marlton, NJ
  • 2005-09-12 → 2005-11-15
    Usallianz Securities, Inc.
    Voorhees, NJ
  • 2003-02-13 → 2005-09-09
    Metlife Investment Fund Services Llc
    Woodbridge, NJ
  • 2002-06-20 → 2002-11-29
    Morgan Stanley Dw Inc.
    Voorhees, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-10-28
S65 Uniform Investment Adviser Law Examination 1996-01-26
  • S63 Uniform Securities Agent State Law Examination
    2005-10-28
  • S65 Uniform Investment Adviser Law Examination
    1996-01-26
Other Names
  • Desiree Ann Reil
  • Desiree Ann Brocious
  • Desiree A Reil

View on SEC IAPD

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