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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-09-20 |
| TX | RA | APPROVED | 2019-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Holland | MI | 08/2000 | 09/2019 |
| Raymond James Financial Services, Inc. | Saline | MI | 09/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Saline | MI | 09/2019 | Present |
| Ockerlund Capital & Wealth Management Group | Holland | MI | 09/2019 | 09/2022 |
| Baughman Capital Management | Holland | MI | 09/2022 | Present |
| Arcadia Capital | Holland | MI | 09/2023 | Present |
(1)Name of Business: Baughman Capital Management Address: 510 W 17th St, Holland, MI, 49423-3437, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Manager (2)Name of Business: Arcadia Capital Address: 510 W 17th St, Holland, MI, 49423-3437, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Branch Manager
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-11 |
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