Theresa Lynn Clark

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Fort Worth, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Southlake, TX

Previous Registrations

• 2009-06-01 → 2013-10-24
  Morgan Stanley
  Southlake, TX
  Arlington, TX
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Southlake, TX
  Arlington, TX
• 2005-03-04 → 2007-04-02
  Morgan Stanley Dw Inc.
  Arlington, TX
  Arlington, TX
  Southlake, TX
• 2001-03-01 → 2005-03-31
  Citigroup Global Markets Inc.
  Southlake, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1991-08-01

Other Names

• Terry Clark
• Theresa L Schmitz