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Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-11-08
MA RA APPROVED 2018-11-08
  • IL RA
    APPROVED
    Since 2018-11-08
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Boston MA 07/1992 Present
John Hancock Funds, Llc Chicago IL 12/2001 Present
John Hancock Advisors Boston MA 04/2002 Present
Sovereign Asset Management Corporation Boston MA 04/2002 Present
John Hancock Advisers, Llc Boston MA 11/2018 Present
  • 07/1992 → Present
    John Hancock
    Boston, MA
  • 12/2001 → Present
    John Hancock Funds, Llc
    Chicago, IL
  • 04/2002 → Present
    John Hancock Advisors
    Boston, MA
  • 04/2002 → Present
    Sovereign Asset Management Corporation
    Boston, MA
  • 11/2018 → Present
    John Hancock Advisers, Llc
    Boston, MA
Previous Registrations
Other Businesses

1.) NAME OF BUSINESS: JOHN HANCOCK ASSET MANAGEMENT ( JHAM ); BUSINESS IS INVESTMENT RELATED. ADDRESS: 101 HUNTINGTON AVENUE, BOSTON MA, 02199. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER THAT IS AN AFFILIATE OF (JHF OR JHD) UNDER COMMON CONTROL. RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE. START DATE: (PROVIDED BY JHAM). APPROXIMATE NUMBER OF HOUR/MONTH INVOLVED IN THIS BUSINESS: 10. APPROXIMATE NUMBER OF HOURS INVOLVED IN THIS BUSINESS DURING SECURITIES TRADING HOURS: 10. DUTIES: MARKETING AND OFFERING, ON A WHOLESALE BASIS, THE SEPARATE MANAGED ACCOUNT STRATEGIES OF JHAM 2.) a. OBA Name: 51 Providence Acquisition LLC b. Investment-related? Yes c. OBA Address: 51 Providence Street, Worcester, MA 01604 d. OBA Nature: Real Estate Investment e. Position, Title, or Relationship with the OBA: Investor f. OBA Start Date: 04/11/2025 g. Approximate number of hours/month devoted to the OBA: 0 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: This is a Limited Liability real estate company. A group of investors bought land and are going to build condos on it. This initial group of investors, including Julie, will then sell the condo project to other entities. Therefore, the part of the project that Julie is investing in should be finished within the year and she should be able to get my money out at that point.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-23
S63 Uniform Securities Agent State Law Examination 1991-08-19
  • S65 Uniform Investment Adviser Law Examination
    2001-05-23
  • S63 Uniform Securities Agent State Law Examination
    1991-08-19

View on SEC IAPD

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