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John Hancock Investment Management LLC CRD 105790
$212B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-11-08 |
| MA | RA | APPROVED | 2018-11-08 |
Branch Locations
200 Berkeley St., Boston, MA 02116-5022 • United States
Chicago, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Boston | MA | 07/1992 | Present |
| John Hancock Funds, Llc | Chicago | IL | 12/2001 | Present |
| John Hancock Advisors | Boston | MA | 04/2002 | Present |
| Sovereign Asset Management Corporation | Boston | MA | 04/2002 | Present |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | Present |
1.) NAME OF BUSINESS: JOHN HANCOCK ASSET MANAGEMENT ( JHAM ); BUSINESS IS INVESTMENT RELATED. ADDRESS: 101 HUNTINGTON AVENUE, BOSTON MA, 02199. NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER THAT IS AN AFFILIATE OF (JHF OR JHD) UNDER COMMON CONTROL. RELATIONSHIP: INVESTMENT ADVISOR REPRESENTATIVE. START DATE: (PROVIDED BY JHAM). APPROXIMATE NUMBER OF HOUR/MONTH INVOLVED IN THIS BUSINESS: 10. APPROXIMATE NUMBER OF HOURS INVOLVED IN THIS BUSINESS DURING SECURITIES TRADING HOURS: 10. DUTIES: MARKETING AND OFFERING, ON A WHOLESALE BASIS, THE SEPARATE MANAGED ACCOUNT STRATEGIES OF JHAM 2.) a. OBA Name: 51 Providence Acquisition LLC b. Investment-related? Yes c. OBA Address: 51 Providence Street, Worcester, MA 01604 d. OBA Nature: Real Estate Investment e. Position, Title, or Relationship with the OBA: Investor f. OBA Start Date: 04/11/2025 g. Approximate number of hours/month devoted to the OBA: 0 h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: This is a Limited Liability real estate company. A group of investors bought land and are going to build condos on it. This initial group of investors, including Julie, will then sell the condo project to other entities. Therefore, the part of the project that Julie is investing in should be finished within the year and she should be able to get my money out at that point.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-19 |
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