John Anthony Posey

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2008-11-12
TX	RA	APPROVED_RES	2008-10-08

FL RA
APPROVED

Since 2008-11-12
TX RA
APPROVED_RES

Since 2008-10-08

Branch Locations

150 Second Ave. North Suite 1000, St. Petersburg, FL 33701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	St. Petersburg	FL	09/2008	Present

09/2008 → Present

Ubs Financial Services Inc.

St. Petersburg, FL

Previous Registrations

2007-04-02 → 2008-10-06

Morgan Stanley & Co. Llc

St. Petersburg, FL
1991-08-06 → 2007-04-02

Morgan Stanley Dw Inc.

St. Petersburg, FL

St.PEtersbur, FL

Other Businesses

Vincent House; Non Profit; Recovery through work; Member of Board of directors; Vice President of the Board; 4801 78th Ave N, Pinellas Park, FL; Start date: 2010-10-01

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1991-09-19

S63 Uniform Securities Agent State Law Examination

1991-09-19

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews