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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-01-26 |
Branch Locations
Crystal Lake, IL • United States
2 Summit Park Drive, Suite Suite 210, Independence, OH 44131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Kent | OH | 07/2016 | 12/2017 |
| Mml Investors Services | Kent | OH | 03/2017 | 12/2017 |
| Lincoln Investment | Fort Washington | PA | 01/2018 | Present |
| Legend Advisory Corporation | Independence | OH | 01/2018 | 09/2019 |
RAELENE NICKERSON POSITION: I am a retired employee of MetLife and a former employee of Mass Mutual. As part of my compensation package with these firm, I am to receive renewals for permanent life insurance policies written during my employment there that are still inforce. NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2018 ADDRESS: 520 RELLIM DRIVE, Kent OH 44240, United States DESCRIPTION: N/A
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-08-28 |
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