Stephen Francis Foley

Current Employers

Hbw Advisory Services Llc

2655 1St Street Suite 250, Simi Valley, CA 93065 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2026-05-21
TX	RA	APPROVED	2014-10-17

AR RA
APPROVED

Since 2026-05-21
TX RA
APPROVED

Since 2014-10-17

Branch Locations

Midway, AR • United States

2655 1St Street Suite 250, Simi Valley, CA 93065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hbw Advisory Services Llc	Simi Valley	CA	05/2010	Present
Hbw Insurance & Financial Serivces Llc	Simi Valley	CA	02/2010	Present

05/2010 → Present

Hbw Advisory Services Llc

Simi Valley, CA
02/2010 → Present

Hbw Insurance & Financial Serivces Llc

Simi Valley, CA

Other Businesses

HBW INSURANCE & FINANCIAL SERVICES, REPRESENTATIVE, SALE OF INSURANCE PRODUCTS COMMENCED 2-2010 0% OWNERSHIP 40 HOURS PER MONTH. GUADALUPE INVESTMENT & ADVISORY SERVICES, SALES AND MARKETING, COMMENCED 11/2018, 100% OWNER, 40 HOURS PER WEEK.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-04-28
S63	Uniform Securities Agent State Law Examination	1991-09-06

S65 Uniform Investment Adviser Law Examination

2010-04-28
S63 Uniform Securities Agent State Law Examination

1991-09-06

Other Names

Steve Foley

View on SEC IAPD