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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-16 |
| PA | RA | APPROVED | 2021-09-22 |
| TX | RA | APPROVED_RES | 2020-03-14 |
Branch Locations
Pittsburgh, PA • United States
2400 Ansys Drive Suite 301, Canonsburg, PA 15317 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Rochester | NY | 03/2008 | Present |
| City National Bank | Rochester | NY | 03/2020 | Present |
1) Name of Entity: Sigma Chi Club of PIttsburgh Non-investment related Address of Entity: P.O. Box 3321 Pittsburgh, PA 15230 Nature of OBA: Housing Corporation, Chapter Advice Position/Title/Relationship: Board of Directors * Start date: 12/01/23 Time devoted: 1 hr. per month; 0 during securities trading hours Duties: Advising on matters related to local chapter's housing needs, fundraising activities, allocation of funds toward required activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-19 |
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