Lawrence Clay Spencer

Employer firm

Secure Asset Management, L.l.c. CRD 144046

$871M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Secure Asset Management, Llc
  Troy, MI
• 05/1999 → Present
  Secure Investors Group, Inc
  Troy, MI

Previous Registrations

• 2010-11-04 → 2014-01-23
  Morgan Stanley
  Birmingham, MI
• 2010-01-04 → 2013-02-27
  Secure Asset Management, L.L.C.
• 2010-02-01 → 2010-11-05
  Gwn Securities Inc.
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Troy, MI

Other Businesses

1- DBA AND RIA FIRM; SECURE ASSET MANGAGEMENT, LLC; INV-RELATED; 2565 W. MAPLE RD., TROY, MI 48084; IAR; 04/2014; 160 HRS/MO; 160 HRS/MONTH DURING TRADING; SECURITIES AND ADVISORY SALES 2- SECURE INVESTORS GROUP, INC; NOT INV-RELATED; 2565 W. MAPLE RD., TROY, MI 48084; REPRESENTATIVE/AGENT; 04/2014; 10-15 HRS/MO; 10-15 HRS/MO DURING TRADING; INSURANCE AND P&C SALES

Exams

• S66 Uniform Combined State Law Examination
  2009-12-31
• S63 Uniform Securities Agent State Law Examination
  1998-06-02

Other Names

• Lawrence C Spencer
• Larry Spencer