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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-30
FL RA APPROVED 2017-06-20
  • TX RA
    APPROVED_RES
    Since 2019-01-30
  • FL RA
    APPROVED
    Since 2017-06-20

Branch Locations

11505 Fairchidl Gardens Avenue Suite 204, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Jupiter FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Jupiter FL 11/2016 06/2017
Raymond James Financial Services, Inc Tequesta FL 06/2017 Present
Raymond James Financial Services Advisors Inc. Palm Beach Gardens FL 06/2017 Present
Jh3 Investments Palm Busch Gardens FL 06/2017 Present
Houchin Ernst Wealth Advisors Palm Busch Gardens FL 06/2017 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Jupiter, FL
  • 11/2016 → 06/2017
    Jupiter, FL
  • 06/2017 → Present
    Raymond James Financial Services, Inc
    Tequesta, FL
  • 06/2017 → Present
    Palm Beach Gardens, FL
  • 06/2017 → Present
    Jh3 Investments
    Palm Busch Gardens, FL
  • 06/2017 → Present
    Houchin Ernst Wealth Advisors
    Palm Busch Gardens, FL
Previous Registrations
  • 2008-01-17 → 2017-06-08
    Jupiter, FL
    Jupiter, FL
    Palm Beach Gardens, FL
    Boca Raton, FL
    Jupiter, FL
    West Palm Beach, FL
    Palm Beach Gardens, FL
    Boca Raton, FL
  • 1998-04-01 → 2008-01-17
    Banc Of America Investment Services, Inc.
    Jupiter, FL
    Jupiter, FL
Other Businesses

(1)Name of Business: Address: 27 River Drive, Tequesta, FL, 33469, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Maintain property and all aspects of Rental (2)Name of Business: Address: 27 River Drive, Tequesta, FL, 33469, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: fund repair and maintain rental property (3)Name of Business: Houchin Ernst Wealth Advisors Address: 3601 PGA Blvd Suite 301, Palm Beach Gardens, FL, 33410, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/02/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Houchin Ernst Wealth Advisors (4)Name of Business: JH3 Investments Address: 3601 PGA Blvd Suite 301, Palm Beach Gardens, FL, 850000, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner LLC set up as a pass through for income distribution purposes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-27
S63 Uniform Securities Agent State Law Examination 1992-04-30
  • S65 Uniform Investment Adviser Law Examination
    2001-06-27
  • S63 Uniform Securities Agent State Law Examination
    1992-04-30

View on SEC IAPD

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