Michael Moerler

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-22
NJ	RA	APPROVED	2019-09-27

NY RA
APPROVED

Since 2021-04-22
NJ RA
APPROVED

Since 2019-09-27

Branch Locations

1300 Avenue Of The Americas, New York City, NY 10019 • United States

1900 Northern Blvd Suite E, Manhasset, NY 11030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Roslyn	NY	07/2008	08/2019
Charles Schwab & Co., Inc.	Manhasset	NY	08/2019	Present
Charles Schwab Bank	Manhasset	NY	08/2019	Present

07/2008 → 08/2019

Fidelity Brokerage Services Llc

Roslyn, NY
08/2019 → Present

Charles Schwab & Co., Inc.

Manhasset, NY
08/2019 → Present

Charles Schwab Bank

Manhasset, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-08

S66 Uniform Combined State Law Examination

2008-09-08

Other Names

Michael C Muerler
Michael Christopher Moerler
Michael C Moerler
Michael Moerler
Michael C Moerler

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews