Neil Jonathan Fontenot

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2000 → Present
  Helm Financial
  Lafayette, LA
• 02/2007 → 02/2025
  Concourse Financial Group Securities Inc
  Lafayette, LA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Lafayette, LA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-05-28 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Lafayette, LA
  Birmingham, AL
  Lafayette, LA
  Birmingham, AL

Other Businesses

(dba) HELM FINANCIAL; Investment Related; 2511 Verot School Road, Lafayette, LA 70508; Insurance; Producer; 1) Start Date 09/1989; 25 hours per month; Insurance product sales and service; 2) Start Date 01/2015; 1 hour per month; Servicing Index Annuities prior to firm mandate. >> HELM FINANCIAL GROUP; Investment Related; 2511 Verot School Road, Lafayette, LA 70508; Other; 40% Owner/President; Start Date 01/1999; 2 hours per month; Investment interest only. Meet with partners once a month to discuss business; I am not involved with daily operation. This a complete payroll processing business. >> LIFESOURCE FINANCIAL PARTNERS; Investment Related; 2511 Verot School Road, Lafayette, LA 70508; Investments; Member; Start Date 01/2017; No hours per month; No duties, a member of the group for website presence only. >> HELM REAL ESTATE; Non-Investment Related; 2511 Verot School Road, Lafayette LA 70508; Real Estate Holding Company; Member; Start Date 06/2005; 1 hour per month; Co-owner of office building. >> OAK PLACE SUBDIVISION; Non-Investment Related; 2511 Verot School Road, Lafayette LA 70508; HOA; Secretary; Start Date 06/2018; Help with any issues that occur in our subdivision, anything from grass cutting, landscaping to sprinkler problems, beautification of the subdivision.

Exams

• S66 Uniform Combined State Law Examination
  2008-07-02