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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-16 |
| AK | RA | APPROVED | 2012-03-29 |
| ID | RA | APPROVED | 2012-03-29 |
| WA | RA | APPROVED | 2007-10-04 |
| OH | RA | APPROVED | 2007-03-23 |
| TX | RA | APPROVED_RES | 1995-03-31 |
| CT | RA | APPROVED | 1995-01-03 |
Branch Locations
187 Parfitt Way Sw, Bainbridge Island, WA 98110 • United States
222 2Nd Ave S, Nashville, TN 37201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 05/1991 | Present |
| Bank Of America, N.A. | Seattle | WA | 08/2016 | Present |
I*83745FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BIG BROTHERS BIG SISTERS OF PUGET SOUNDINVESTMENT RELATED: NADDRESS OF BUSINESS:SEATTLE, WASHINGTON 98108NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 42258NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: BOARD MEMBER I*3014264 Entity Type: N/A Name of OBA: Forever Council , Phaesants Forever & Quail Forever Address:St. Paul Minnesota Investment Related:No Position, Title, Association:N/A Start Date:0/31/2025 No Hours: 20 Yearly No Hours during trading:0 Yearly Duties:Conservation Contributory Council
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1991-07-17 |
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