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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Charlotte | NC | 02/2016 | 11/2024 |
| Prudential Insurance Company Of America | Charlotte | NC | 04/2016 | Present |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | Present |
1) 02/17/2026-Port City Financial Services -Financial Planner/ Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 02/02/2026-60hrs/mth-40hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-07 |
| S65 | Uniform Investment Adviser Law Examination | 1996-05-08 |
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