Best Investors Account Sign in

Scott Alexander Chamberlayne

Wells Fargo Clearing Services, LLC

Ponte Vedra Beach, FL

CRD 2149384

Claim This Profile
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-01-22
FL RA APPROVED 2007-03-13
  • TX RA
    APPROVED
    Since 2014-01-22
  • FL RA
    APPROVED
    Since 2007-03-13

Branch Locations

818 Us Highway A1A N Stes 200 & 206, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Ponte Vedra Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ponte Vedra Beach FL 11/2016 Present
Previous Registrations
  • 2007-02-20 → 2007-03-07
    Truist Investment Services, Inc.
    Fort Myers, FL
  • 1999-07-29 → 2006-10-02
    Morgan Stanley Dw Inc.
    Ft. Myers, FL
Other Businesses

LOAN, INV RELATED, IRVINE, CA, START: 6/16/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-12
S63 Uniform Securities Agent State Law Examination 1994-05-26
  • S65 Uniform Investment Adviser Law Examination
    1995-05-12
  • S63 Uniform Securities Agent State Law Examination
    1994-05-26
Other Names
  • Scott Chamberlayne

View on SEC IAPD

More in Ponte Vedra Beach, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor