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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-05-11 |
| KS | RA | APPROVED | 2009-05-15 |
Branch Locations
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner Wealth Advisors | Overland Park | KS | 05/2009 | Present |
| Msec, Llc | Overland Park | KS | 12/2011 | Present |
1. MARINER WEALTH ADVISORS, 5700 W. 112th St., Suite 500, Overland Park, KS 66211; SENIOR WEALTH ADVISOR; INVESTMENT RELATED; START DATE 3/31/14, 20 HRS A MONTH WITH 10 HOURS/MTH DURING SECURITIES HOURS. 2. MSEC, LLC, 5700 W. 112th St., Suite 500, Overland Park, KS 66211; INVESTMENT RELATED; REGISTERED REP; 40 HRS/WK DURING SECURITIES HOURS. 3. KTJ, LLC; Not investment related, Overland Park, KS, Member, Start date: 12/13/2016, 1 hour per month, 0 during trading hours, LLC formed to purchase barrels of whiskey.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-07-16 |
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