Adam Howard Miller

Employer firm

Founders Financial Securities LLC CRD 137945

$4.14B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-03
FL	RA	APPROVED	2023-06-16
MD	RA	APPROVED	2006-09-07

TX RA
APPROVED_RES

Since 2024-01-03
FL RA
APPROVED

Since 2023-06-16
MD RA
APPROVED

Since 2006-09-07

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Founders Financial Securities, Llc	Towson	MD	09/2006	Present

09/2006 → Present

Founders Financial Securities, Llc

Towson, MD

Previous Registrations

2005-06-29 → 2006-09-20

Transamerica Financial Advisors, Llc

Cockeysville, MD

Towson, MD

Cockeysville, MD
2000-12-04 → 2005-05-24

Mony Securities Corporation

Cockeysville, MD

Other Businesses

1) MILLER FINANCIAL GROUP (DBA); INVESTMENT-RELATED; Private residence; FINANCIAL PLANNING, LIFE SETTLEMENTS; OWNER/PARTNER; 1/1/2009; 40 HOURS PER WEEK, 40 HOURS PER WEEK DURING TRADING HOURS; MEETING WITH CLIENTS TO HELP DEAL WITH PERSONAL AND BUSINESS FINANCIAL ISSUES, ACCIDENT & HEALTH, DISABILITY, AND LIFE INSURANCE SALES. 2) ATLAS SETTLEMENT GROUP, INC; INVESTMENT RELATED; 3565 PIEDMONT RD. NE BUILDING I, SUITE 525, ATLANTA, GA 30305; STRUCTURED SETTLEMENT ANNUITIES; BROKER; START DATE 8/1/18; 20 HOURS PER MONTH DURING TRADING; PLACEMENT OF STRUCTURED SETTLEMENT ANNUITIES FROM PLAINTIFFS/DEFENDANTS/ATTORNEYS, ETC. 3) WELCOME FUNDS; INVESTMENT-RELATED; Private residence, 2ND MKT FOR LIFE POLICIES; AGENT; 1/1/2005; 2 HOURS PER MONTH ,2 HOURS PER MONTH DURING TRADING HOURS; VIATICAL SETTLEMENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-11-09
S63	Uniform Securities Agent State Law Examination	1991-08-16

S65 Uniform Investment Adviser Law Examination

2002-11-09
S63 Uniform Securities Agent State Law Examination

1991-08-16

View on SEC IAPD